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The Mobilization of Immigrants in Urban America*
by John Higham (Volume
31: Page 3)
* This paper was originally presented at a
conference at St. Olaf College, October 26-2 7, 1984, on “Scandinavians
and Other Immigrants in Urban America.” The present article
is a revised version of the paper as it was published in the
proceedings of that conference.
Early in the twentieth century sociologists inaugurated the
scholarly study of immigrant communities in urban America.
A whole new world came into view, especially well disclosed
in the masterpiece by William I. Thomas and Florian Znaniecki,
The Polish Peasant in Europe and America. {1} Historians,
however, paid no heed. The discovery of the immigrant as a
major theme in American history was made later, in the 1920s,
and made by historians with no interest in urban sociology.
It was made not in great cities like Chicago or New York but
rather in midwestern state universities by young scholars
still close to a small-town or rural background, who had gained
their essential vision of American history from Frederick
Jackson Turner. Between the two world wars the “Turnerverein”
(as it was affectionately called) was so preeminent in our
discipline that a Greek from Milwaukee, Theodore Saloutos,
made his reputation as a student of American agriculture and
shifted only in the 1950s to the history of his own forebears.
The immigrants who fired the imagination of historians in
the 1920s and 1930s were those whose odyssey could be understood
as part of the westward movement - people who belonged to
the earth like Antonia Shimerda in Willa Gather’s Nebraska
and Per Hansa struggling to endure the Dakota plains. The
pioneers of American immigration history, above all Marcus
Lee Hansen and Theodore Blegen, gave an international sweep
to the Turnerian theme of the impact of the natural environment
on the people it receives. This approach connected American
history with European history; yet it left the familiar motifs
of the American story undisturbed. {2}
A specifically urban approach to immigration history - by
which I mean a focus on processes of social interaction in
a dense and complex milieu - awaited the discovery of urban
sociology and anthropology by historians whose own roots were
in the great cities. By the 1940s a new generation, for whom
the Turnerian vision of the American past would no longer
suffice, was emerging from the graduate schools. Among these
“asphalt flowers” (to use the sobriquet some Turnerites applied
to them) was Oscar Handlin. His doctoral dissertation, Boston’s
Immigrants, published in 1941, offered a model of how the
insights and methods of sociology could be adapted to the
materials of American history. Guided by a sociological understanding
of ethnic communities, Handlin looked - as no historian had
before - at how immigrants coped with the process of urbanization
and how a major city changed under the stress of their coming.
{3}
After this superb beginning, progress was curiously slow.
In the next two decades only one comparable monograph attempted,
as Handlin’s had, to embrace the multiethnic structure of
an American city at a significant moment of transition; and
this second effort was an implicit warning of the difficulty
of the task, for it touched on too many disparate matters
to make a strongly focused argument. The tremendous complexity
of the modern American city discouraged comprehensive studies.
An adequate successor to Boston’s Immigrants materialized
only in 1962, when Handlin’s student, Moses Rischin, published
The Promised City, but limited his subject to the experience
of a single ethnic group, the eastern European Jews. {4}
Several more of Handlin’s early students studied immigrants
in urban or industrial contexts, as did some of Merle Curti’s.
{5} Gradually scholars overseas - activated by the spread
of American Studies and the widening horizons of modern history
- were attracted to the history of European emigration. Sources
were close at hand, and the subject touched their own national
histories in vital ways. Although foreign scholars have written
mostly about the backgrounds and movement of emigrants, their
contribution has been essential and is being continually enlarged.
{6} Leadership, however, remained in the United States, and
in the late 1950s it visibly waned.
Addressing this problem some years ago, Rudolph Vecoli ventured
a partial explanation. In that expansive era after World War
II, Vecoli pointed out, dazzling opportunities for academic
careers were opening up for urban Catholics and Jews who could
identify themselves with a professoriat that had previously
been out of reach. Instead of studying their own origins,
these newly arrived academics demonstrated their fervent commitment
to the goal of assimilation by giving ethnic history a wide
berth. {7} To this I would add a further thought. The process
of assimilation was in actuality proceeding so rapidly and
widely in the 1950s that even some scholars who were not escaping
from their origins became doubtful of the enduring significance
of ethnic differences. In the atmosphere of the late 1950s
I myself found ethnic history less interesting than I had
a decade earlier, and moved away from it.
Another factor that retarded the development of immigration
history in the 1950s and 1960s was the paradigm that shaped
the general contours of American historiography during those
decades. Reacting against an earlier fascination with deep-cutting
social conflicts, leading historians now reveled in discovering
underlying uniformities and similarities. {8} By incorporating
the immigrants within a national consensus, historians stripped
away much of their differentness.
If young scholars were first attracted to the story of the
immigrants - as I was - because it vibrated with dramatic
social contrasts, a perspective that reduced the salience
of those contrasts could only be discouraging.
Three examples suggest how the erosion occurred. During the
1950s Oscar Handlin turned against the view of the immigrant
as an outsider, “a foreign element injected into American
life.” {9} Instead, he cast the immigrant as a type of American,
undergoing as all Americans have a painful but liberating
transition to modernity and freedom. By the 1960s Handlin
was writing mostly about the American character and American
institutions, and so were his students.
One of the earliest of those students, Rowland Berthoff,
had begun by studying British and Slavic coal miners in America.
In 1960, after some years of unexciting toil, Berthoff found
his own way to display the whole of American history against
a medieval background. He has never gone back to the mines.
{10} At the University of Minnesota two years later Timothy
L. Smith launched a wide-ranging study of eastern European
immigrants with special reference to their assimilation. His
chief contribution was to trace the immigrants’ pursuit of
the American dream back to predisposing experiences in Europe,
experiences that made their entry into an American mainstream
virtually foreordained. {11} This approach stimulated some
valuable research, but it yielded a history that was peculiarly
free from conflict. After a decade of study of the history
of migration, Smith returned to the history of religious beliefs.
Thus for several decades the leading scholars in American
immigration history emitted an ambivalent message. They called
for research in a new field that seemed strikingly different
from what historians had customarily studied, yet the lessons
they extracted from it simply reinforced the conventional
wisdom. Historians brought a new group of characters onto
the stage; but the new characters usually behaved in accordance
with traditional scripts. Immigration historians needed a
perspective that could accentuate the distinctiveness and
therefore the differentness of their subjects.
Not until the late 1960s did such perspectives become widely
available. Against a tumultuous background of riots and protests
the consensus paradigm was severely shaken. A new insistence
on the power and persistence of the ethnic bond came to the
fore.
Again social scientists led the way. Nathan Glazer and Daniel
P. Moynihan inaugurated in 1963 a sustained critique of the
melting-pot idea, a critique that became more and more insistent
in the late sixties and early seventies. Beyond the Melting
Pot argued that Americans are not and never have been a single
people. Ethnic differences, originating in peculiar cultural
inheritances, become fortified in the course of time by diverse
economic and political allegiances. Ethnic groups survive
not only as cultural vehicles but also as interest groups.
{12} Here was a perspective that young historians, disillusioned
with the promise of assimilation and aroused by the collapse
of consensus, had been waiting for.
The resulting production of specialized scholarship on dozens
of American ethnic groups has been abundant; and most of this
outpouring has concentrated on the urban world from which
our younger historians now largely derive. Even some of the
earliest immigrant groups - the Palatine Germans and the French
Huguenots - have now been studied in urban settings. {13}
It is not easy to say what general conclusions these studies
yield, but four special features that many of them share may
be identified.
1. Intra-ethnic conflicts. Historians during the last fifteen
years have diligently explored many disputes and rivalries
within groups previously seen as more cohesive: struggles
between generations among the Japanese, between tongs and
other rival societies among the Chinese, between secular nationalist
and Roman Catholic leaders among the Poles, between Uptown
and Downtown Jews, between socialist Finns and church Finns,
and so on. {14} Ethnic scholarship flourished in the 1970s
as a means of particularizing identities. It exposed the cleavages
that abstract ideological labels had obscured - labels such
as American, Catholic, Indian, Negro, or even German-American
and Italian-American. What mattered now was the tangible community
of shared experience within sub-groups like Italian-American
working-class women or the members of a German Catholic parish.
Accordingly, serious scholarship did not often substitute
an idealized ethnic nationalism for the Americanism it was
undercutting. Some of the more fervent ethnic studies programs
failed to appreciate the double-edged character of this particularizing
imperative which made the divisions within an ethnic sector
as vivid and significant as its overall identity. But a recognition
that internal conflict is part of the life of every community
was widely characteristic of the scholarship of this period.
2. Contrasting responses of different ethnic groups to the
American milieu. Until the 1960s immigration historians had
generally avoided making comparisons between ethnic groups.
Such comparisons were thought to be invidious, potentially
inflammatory, and misleading in view of the presumed dominance
of environment in human affairs. Boston’s Immigrants had featured
a striking cultural contrast between the Irish and the Yankees,
but Handlin had thereafter shifted to a more inclusive style
of generalization, and the contrast was not followed up. But
the pluralist mood of the 1960s finally legitimized the explicit
examination of ethnic differences, and Glazer and Moynihan
in Beyond the Melting Pot provided a bold example of the attractions
as well as the dangers of such inquiries.
Simultaneously the opportunity materialized to probe these
ethnic responses to American life at an altogether new level
of scholarly rigor. The sudden popularity of quantitative
methods, which historians had not hitherto used, enabled them
to investigate the strategies of different groups in a way
that demanded a hearing. The ethnocultural school of political
historians, springing from the pioneering work of Lee Benson
and Samuel P. Hays in the early 1960s, made clear how the
cultural and religious traditions of various groups affected
their political behavior. {15} From the point of view of the
immigration historian much of this work had an important limitation.
It was designed to explain how the American political system
has worked; it was not intended to contribute to a larger
history of the ethnic groups, and thus it did not probe the
relation of politics to other aspects of their communal life.
But historians who are primarily interested in ethnicity have
begun to do just that. {16}
Another quantitative discipline that has encouraged the comparative
study of ethnic groups is historical demography. Beginning
with Stephan Thernstrom’s doctoral dissertation, Poverty and
Progress (1964), historians learned how to use unpublished
census schedules and other records of private life to reconstruct
the decisions that immigrants and others made about the size
and character of their families, the education of their children,
and the work they did. Thernstrom showed that the Irish differed
significantly from the older American working class in the
trade-off they made between education and the acquisition
of property. Josef Barton then showed that the Slovaks differed
in similar ways from Italians and Rumanians, and so on. {17}
These quantitative studies of mobility and adaptation addressed
a central question that had fueled immigration history from
the beginning. How have immigrants joined in the American
pursuit of success, and to what avail? Measuring the material
and social advancement of one generation over the previous
one was extremely fashionable for a few years but then seemed
increasingly out of place in a climate of opinion that scorned
the old myths of assimilation and progress. After the mid-seventies
a reaction against mobility studies set in. This happened,
I believe, because such studies demonstrated too much success
to fit the prevailing critique of the melting pot. Mobility
studies had been born out of a sympathy for failure as much
as a respect for success; they had offered a means of putting
defeat and achievement side by side. Pluralistic historians
cooled rapidly toward such studies when Andrew Greeley and
Thomas Sowell used them to demonstrate that all ethnic groups
succeed in America sooner or later. {18}
3. A search for ethnic continuities. In challenging the homogenizing
myth of the American melting pot, immigration historians in
the last two decades have looked hard for distinctive traditions,
customs, and capabilities that did not yield easily to assimilative
pressures but instead sustained a group in its encounter with
a new and alien land. None of our immigration historians has
produced a study of cultural continuity that is as powerful
as Lawrence Levine’s Black Culture and Black Consciousness
or as imaginative as Herbert Gutman’s The Black Family in
Slavery and Freedom, {19} but many have worked along the same
lines. Some have examined sympathetically the continuities
imbedded in religious beliefs and institutions. Others have
shown how sturdily the immigrant family coped with the shocks
of migration and how strongly it molded the next generation.
In what may be the finest book in this mode, From Italy to
San Francisco, Dino Cinel takes a dialectical approach to
continuity and change, pointing to ways in which Italian emigrants
strove to hold on to a crumbling world and in doing so found
the strength to make a new one. {20}
Numerous historians have traced ethnic continuities into
the sphere of work - some to explain the immigrants’ choice
of occupations, others to account for the way workers responded
to the kind of discipline they encountered in factories and
mines. Especially influential has been Herbert Gut-man’s theory
that what he calls “premodern values,” brought to industrial
America by a constant influx of newcomers, account for much
of the resistance of workers to employer demands. {21}
4. The relation of ethnicity to class. The fascination of
many historians in the late 1960s and 1970s with questions
of exploitation and injustice inevitably called attention
to the problematic relation between ethnic loyalties and class
struggles. Following up ideas that Gutman borrowed from E.
P. Thompson, historians of labor and of radicalism have probed
diligently for the contributions specific ethnic groups have
made to wider movements of social protest. {22} This line
of inquiry meets considerable resistance from more traditional
Marxists, who regard the emphasis on culture and ethnicity
as romantic traditionalism and propose that labor history
should concern itself more largely with political and economic
power. {23}
While labor historians have disagreed about the importance
of ethnicity, as a group they have been fully aware of the
significance of the issues it poses for them. Immigration
historians have been more parochial. Few of them, at least
until recently, have looked squarely at the problem of class.
In the 1980s this situation has begun to change. Independently
of one another, John Bodnar and Olivier Zunz have proposed
what seem to me exciting new interpretations of the coalescence
of previously distinct ethnic groups into a white working
class in the twentieth century. {24} Their interest in class
formation can lead us beyond the labor historian’s preoccupation
with class antagonisms. Nevertheless, it remains true that
immigration historians, unlike their colleagues in labor history,
have not yet joined in any ongoing debate or theoretical argument
on the interaction in American history between ethnicity and
class. Why this is so deserves an explanation.
A simple answer might be that the influence of Marxism and
other economic theories has long given labor history an aggressively
interpretive edge that immigration history does not have.
Immigration history has drawn on the less systematic concepts
of empirical sociology. For immigration historians the basic
question has always been the question of assimilation - the
extent and direction of it, resistance to it, and myths about
it. {25} In asking this question immigration historians have
ordinarily concentrated on the immigrants’ behavior and have
tended to view American society “as a constituted and integral
whole.” {26} Understanding the changing structure of the larger
society has not been, for immigration historians, a major
objective. For labor historians it has.
As a means of contrasting the intellectual antecedents of
two fields that now find themselves occupying common ground
in the study of the American city, this explanation will do
well enough. But something more should be said to account
for the special condition of immigration historiography in
the 1960s and 1970s. Historians of American ethnic groups
during those years were simply less interested in the shape
and structure of the host society than their predecessors
had been. Under the spur of the ethnic revival, historians
turned inward. Each tended to become a specialist in one particular
group. In studying the chosen group, scholars reaped a harvest
of knowledge about specific ethnic institutions, responses,
and attainments. As to how those phenomena might have altered
a larger context, very little was said.
The exceptional attraction of this internal approach to immigration
history in the period just past becomes dramatically apparent
in looking back at the four features of the period that I
have just reviewed. The study of intra-ethnic conflicts, the
comparative study of immigrant reactions to the American environment,
and the search for ethnic continuities: all three of these
features gave priority to what was happening within the experience
of particular groups. The fourth feature - relating ethnicity
to class - leads outward from the ethnic community to the
larger society; but most of that job was not done by immigration
historians. All in all, it seems fair to say that during the
ethnic revival the scholars who opened to us so much of the
inner world of the immigrants left their impact on America
largely unexamined. In the 1980s a renewed assessment of how
immigration and ethnicity have affected other aspects of American
life belongs near the top of the agenda of immigration historians.
II
Rather than survey the numerous ways in which the impact
of immigrants on urban America needs reappraisal, I have chosen
in the remainder of this essay to dwell on one that has never
received the attention it deserves. People make themselves
felt in a society on many different levels, some complex and
subtle, others blatantly obvious; some fully intentional,
others unplanned and unforeseen. The most forceful and outspoken
demands for power or influence occur when previously apathetic
or uninvolved people are aroused to feverish activity and
intense commitment. This is what I mean by ethnic mobilization.
It is a good place to begin to look at the immigrant as a
causal agent in American history.
In recent years the concept of mobilization has come into
fairly widespread use in political science and sociology to
designate the process by which submerged elements in society
attain political consciousness and begin to make political
demands. {27} Historians have occasionally employed the term
“ethnic mobilization” in talking in a very general way about
the formation of group consciousness. One speaks, for example,
of the “ethnic mobilization of what became America’s immigrant
peoples” as beginning “in their homelands.” {28} For my purpose
ethnic mobilization does not refer to the genesis of ethnic
consciousness or to its earliest political expression. Instead,
I have in mind a more advanced stage of militancy.
Not every ethnic group in America has experienced a militant
phase, nor have all sections of a group participated in the
militancy when it occurs. But mobilization can be a contagious
process, and I shall therefore concentrate on those dramatic
occasions in American history when two or more ethnic minorities
have joined in a common struggle. On such occasions mobilization
sweeps across some ethnic boundaries, then stops at others,
and thus reveals like a bolt of lightning the geography of
discontent. To study ethnic mobilization as historians have
studied other recurrent phenomena, watching it rise and fall,
spread and contract, and take new forms as it taps new demands,
is to observe how insecure minorities have striven at certain
times to shape the course of history.
Since mobilization requires an internal change in the people
it activates, one might suppose that it should have attracted
considerable interest during the ethnic revival. That it did
not may be partly attributable to the conventions that govern
the writing of ethnic histories. The prevailing historiographical
convention assumes that each group has its own separate history.
That history is thought to consist of certain prescribed stages,
which vary little from one group to another. The common pattern
begins with the origins of the group, the reasons for its
departure from the homeland, and the form its migration took.
The second stage is the creation of a community: finding an
area of settlement, gaining a livelihood, and transplanting
essential institutions. In the third stage the ethnic community
matures. The historian accordingly devotes successive chapters
to a topical treatment of various aspects of its developed
life. The fourth and last stage concerns the survival and/or
decline of the ethnic group in later generations. Mobilization
can sometimes be discovered, if the reader ferrets it out,
in aspects of the third stage and even the fourth; but the
overall sequence of stages does not lead us to expect it.
Quite the reverse: the history of each single group unfolds
through an inner dialectic of growth and adaptation. Mobilization,
however, springs from external incitements that strike a group
in a particular state of ethnic readiness. To study mobilization
is to study the foreign relations of ethnic groups with one
another. It is to move decisively beyond the particularistic
parameters of the immigration history inspired by the ethnic
revival.
To readers of Scandinavian background a warning is in order.
In what follows, the Finns are the only Scandinavian nationality
who play a prominent role. Other Scandinavians are conspicuous
by their near-invisibility. Although further investigation
may show that I have unjustly neglected some Norwegian or
Swedish involvement in inter-ethnic mobilization, on the surface
the very limited participation of Scandinavian Americans in
the great episodes of ethnic assertiveness seems an important
and hitherto unnoticed feature of their American experience.
III
Mobilization depends crucially on leadership. It is hardly
surprising that the earliest significant mobilization of European
minorities occurred in the sphere in which a vigorous inter-ethnic
leadership first came into being. Only in their religion did
the immigrants in antebellum America have a leadership willing
and able to challenge existing institutions. In the 1840s
and 1850s Catholic immigrants rallied behind their priests
and bishops to oppose the Protestant character of public education
in towns and cities where they were sufficiently numerous
to have some effect.
Surprisingly little is known about Catholic efforts to alter
the public schools in the mid-nineteenth century or about
the counter-mobilization of urban Protestants in the Know-Nothing
movement. Although we now have good studies of the development
of public education in those years and some valuable political
analysis of the Know-Nothing party, {29} the basic confrontation
of Catholic and Protestant has not been reexamined on a national
scale since Ray Billington wrote The Protestant Crusade in
1938. What we know is that a tremendous surge in the growth
of the Catholic population - increasing 142 percent in the
1840s alone - coincided with a growing belief among older
Americans in the necessity of a unified public school system
to maintain a stabilizing morality in a highly volatile society.
The common school emerged in the mid-nineteenth century as
one of the essential symbols of American nationality. Immigrant
Catholic leaders, however, loathed the state schools that
threatened to separate children from their parents and their
pastors. In the early 1850s Catholic clergy and the Democratic
legislators who represented them began to agitate for a cessation
of Bible-reading in public schools and the allocation of a
share of the public school funds to parochial schools so that
the taxes Catholics paid could be used to support their own
institutions. {30}
Nearly everywhere these demands were repelled. In the cities
Protestants remained in control of the public schools. Although
this first mobilization seemed to fail, the bloodshed and
animosity it produced taught both sides a lesson in pragmatic
accommodation. Catholic authorities were much more cautious
thereafter about taking political initiatives. School boards,
for their part, gradually made the public schools more attractive
to Catholic parents by informal concessions on curricula and
textbooks. {31}
Another major mobilization of immigrants in defense of their
culture occurred from 1889 to 1893. This time the immigrant
coalition was wider than it had been in the 1850s. German
Lutherans were roused and joined forces with Irish, German,
Polish, and French-Canadian Catholics. The basic alignment
of immigrants upholding their specific heritage against Protestant
nationalists who insisted on greater cultural uniformity was
unchanged, but the issues were broader. Prohibition was at
least as important as the school question, which entailed
for many Lutherans and Catholics a special struggle to retain
their language. But the chief difference between the mid-century
phase and this later phase of cultural mobilization was the
strictly defensive character of the latter. By 1889 the immigrants
were simply protecting the institutions they had painfully
built in the preceding decades.
Why did the school problem revive in the late eighties, unprompted
by the kind of initiatives that immigrant leaders had taken
in the 1850s? One explanation stresses Anglo-Protestant alarm
at a vigorous expansion of the Catholic school system, which
the bishops had ordered at the Third Plenary Council of Baltimore
in 1884. {32} Another explanation, one that accounts better
for the prominence of German Protestants in the new mobilization,
is that the outside world was closing in on ethnic enclaves
in a sudden, unexpected way.
Two sets of demands for greater state control of private
life converged on Republican state legislators in the late
1880s. One set, originating among evangelical Protestant women
and reformers, called for some form of local or statewide
prohibition of the liquor traffic. According to Richard Jensen,
the prohibition question became the paramount local issue,
year in and year out, throughout most of the Midwest and large
parts of the East. {33} A second set of demands, though less
noisy, was actually more explosive. It came from professional
educators who wanted more effective supervision and centralization
in education. Compulsory school laws, already enacted in half
the states, had never been enforced. At least partly to enforce
school attendance and prevent child labor, Illinois and Wisconsin
in 1889 enacted laws requiring children to attend a school
approved by their local board of education. The laws further
stipulated that certain basic subjects should be taught in
English. {34} To ethnic groups whose survival might depend
on the local autonomy American institutions had always allowed,
prohibition and the regulation of private schools seemed frontal
attacks on their culture and their rights as parents.
The new school legislation envisaged only limited regulation.
Why it deeply outraged vast numbers of immigrants may be hard
to understand unless one bears in mind the wider alarm in
late nineteenth-century America over a loss of independence
and a decline in local autonomy. Old-stock Americans as well
as immigrants felt that great forces beyond their control
were invading their communities. {35} The intrusive, centralizing
state that evangelical Republicans sponsored presented to
Catholic and Lutheran minorities a threat similar to that
which the “trusts” were beginning to pose to other Americans.
Through the Democratic party the immigrants rallied to defend
their “personal liberty.”
Their triumph was stunning but short-lived. Beginning in
1889 with dazzling victories in Iowa and New Jersey, the Democrats
swept state after state where temperance and school issues
were central. They repealed the new school laws in Illinois
and Wisconsin, turned back the prohibition movement, and in
1892 rolled up huge majorities in German, Swedish, Italian,
Polish, and Bohemian districts. {36} For the time being, the
parochial schools and the saloons were safe. After repelling
the Republican onslaught, though, the immigrant coalition
quickly broke up. Quarrels between the major ethnic groups
within the Catholic Church, having subsided somewhat with
the united front of the early nineties, flared up with new
bitterness. In politics the depression of 1893 sidetracked
evangelical moral reform and turned attention to national
economic issues on which there was no ethnic consensus. {37}
The party loyalties of many immigrant voters weakened. When
the depression lifted, the political system of the northern
states was firmly in the grasp of a nationally oriented middle
class. In most of the larger cities outside the South the
Republican party had gained a clear predominance. Among the
ethnic groups that had supported the Democratic party so vigorously
in the early nineties voting now declined substantially; the
newer immigrants entering the United States voted even less.
{38} The mobilization of ethnic dissent by a major political
party was out of the question for a generation.
So the cultural battles of the nineteenth century subsided
in a tolerable truce, and ethnic militancy shifted to different
terrain. While the political defense of religion and culture
slackened, many immigrants threw themselves into movements
for control of the workplace. They endeavored to mobilize
as a class. Whether to join in the struggle or to stand aloof
was the first critical decision that the new immigrants from
southern and eastern Europe had to make after deciding to
stay in America.
At least from the 1840s European immigrants had decisively
shaped the American labor movement. Since many northern European
immigrants arrived in America with experience in industrial
crafts and with a well developed class consciousness, they
joined trade unions readily and rose quickly to leadership.
The Germans, for example, comprised 36 percent of the Chicago
trade unions in 1886, though they were only 22.5 percent of
the Chicago working class. {39} But while the immigrants brought
stamina and dedication to American unions, disharmony between
ethnic groups discouraged industry-wide organization. Working-class
action was confined to the narrow and immediate objectives
of autonomous craft unions. In 1897 just 2 percent of those
gainfully employed outside of agriculture were organized.
By the turn of the century this modest figure doubled; a
momentous change was under way. Between 1897 and 1919, two
great waves of unrest rippled through the motley ranks of
semiskilled and unskilled workers from southern and eastern
Europe. Total union membership in the United States soared
from 447,000 to more than five million, or about 16 percent
of the labor force outside of agriculture. {40} The first
of the two waves of unrest, extending from 1897 to 1904, began
among the Slavic coal miners in the anthracite fields of eastern
Pennsylvania, where the uncharacteristic perseverance of the
strikers apparently owed a good deal to a legacy of peasant
insurgency which rebellious priests who formed the Polish
National Catholic Church brought from Galicia. {41} The second
wave began in 1909 among immigrant steel workers at McKees
Rock, Pennsylvania, and among Jewish and Italian women in
the shirtwaist shops of New York. Here again the embattled
workers had at the outset, within their own ethnic groups,
leaders who brought experiences and radical convictions from
the Old World. The McKees Rock workers included several veterans
of European radical movements, who constituted themselves
an executive committee to stiffen the equivocal stand of the
American skilled workers. The shirtwaist-makers gained the
backing of the rising socialist movement on the lower East
Side and most especially of new emigrés who came to
America after the failure of the Russian Revolution of 1905.
{42}
To stress radical leadership is inevitably to call attention
to the gathering strength of the Socialist party during these
years, and particularly to the importance of its foreign language
federations. The largest of the federations, proportionately,
were Finnish, Slovenian, and Jewish. They grew not because
of, but almost in spite of, the national leadership of the
Socialist party, which did little in the early years of the
twentieth century to cultivate its new-immigrant constituencies.
Their activation sprang directly from European socialism through
the migration of young Marxist firebrands who, on fleeing
to the United States to escape arrest or military service,
established the first socialist clubs and newspapers for their
respective nationalities. {43} World War I brought this immigrant
radicalism to a culmination. The foreign language federations
swelled to 35 percent of Socialist party membership in 1917,
then to 53 percent in 1919. Carried over into peacetime, the
apocalyptic mood of the war years nerved the immigrant masses
to attempt against all odds to unionize the steel industry.
{44} When the great steel strike of 1919 failed, immigrant
radicalism collapsed. The era of class mobilization was over.
How shall we account for the fervent militancy of those years?
Obviously the presence of dynamic leadership will not by itself
explain the tremendous response that came forth from hundreds
of thousands of vulnerable little people, who put their livelihood,
and in some cases their lives as well, on the line. Historians
are far from having answers to such questions, but there may
be an intriguing clue in the curious fact that a third type
of ethnic mobilization emerged in the climactic years of class
mobilization and reached a peak at the same time. This was
nationalist mobilization.
At various times in American history members of one or another
ethnic group have organized to affect the destiny of their
homeland. {45} These efforts may be intense, but ordinarily
they occur separately and have only scattered, episodic effects.
The First World War was unique in exciting passionate nationalist
movements among a dozen ethnic groups simultaneously, each
resonating to the others and all together awakening in the
usually fatalistic immigrant masses a level of collective
expectation that was unprecedented. Thousands of Poles, Serbs,
Czechs, Slovaks, and Jews returned to the Old World to fight
for the nationalist cause, many of them in special units whose
exploits were followed eagerly by their compatriots in America.
Although the number of German-American publications declined,
the rest of the foreign-language press increased about 20
percent between 1914 and 1918. Nationalist heroes like Ignace
Paderewski, the famous Polish pianist, and Thomas Masaryk,
the exiled philosopher-statesman of the Czechs, toured American
cities. In Washington ethnic lobbying designed to influence
the peace settlement became, for Jewish Zionists, Ukrainians,
Yugoslavs, Italians, Greeks, and others, a new style of politics.
{46}
None of these mobilizations was more impressive than that
of eastern European Jews in behalf of a Jewish homeland in
Palestine. For almost two decades before World War I little
Zionist societies had been helpless in the face of the Jewish
immigrants’ overwhelming preoccupation with their new American
home. “America is our Zion,” intoned the principal Jewish
spokesmen, to which the socialists added, “The world is our
fatherland.” But the outbreak of war created such enormous
needs for relief, both in Palestine and in eastern Europe,
that anxiety about divided loyalties was swept aside. In this
context of concern for fellow Jews dislocated by war, Zionism
acquired an American relevance. Linking itself with the Wilsonian
ideal of national self-determination, the goal of a Palestinian
homeland for Jews suddenly seemed almost as American as apple
pie. It gained the endorsement of President Wilson, widespread
public sympathy, and the fervent support of the Jewish immigrant
masses, who began through Zionism to exercise a new influence
in American Jewish affairs. {47}
Similarly among American blacks the First World War transformed
a previously inconsequential ethnic nationalism into a spectacular
mass movement. Through Marcus Garvey the flickering vision
of an African homeland suddenly became, in the black ghettoes
of America, a palpable prospect. Like the socialist agitators
who came in the same years from southern and eastern Europe,
Garvey arrived in 1916 from Jamaica to proselytize among West
Indians in Harlem. His primary object was to gain support
for a conservative racial improvement society he had founded
at home. Only after the United States entered the war did
Garvey comprehend the messianic power of the nationalist idea.
Identifying Africa as the subjugated homeland of blacks everywhere,
Garvey began to link the redemption of his race in America
to the creation of a powerful black state in Africa. “The
Irish, the Jews, the East Indians and all other oppressed
peoples are getting together to demand from their oppressors
Liberty, Justice, Equality,” he pointed out, “and we now call
upon the four hundred millions of Negro People of the world
to do likewise.” {48} Before Garvey, the principal black protest
movements had not reached much beyond an educated elite. It
remained for a flamboyant Jamaican immigrant - attuned to
the international scale of the ethnic ferment in American
cities - to galvanize a million urban blacks into collective
action. {49}
One of the attractions of nationalist mobilization was the
usually welcome visibility it gave to ethnic groups yearning
for greater recognition on the crowded stage of American life.
Rallying opinion and raising funds for overseas projects produced
countless public demonstrations: receptions for representatives
from the homeland, mass meetings to pass resolutions and secure
pledges, musical festivals to display a cultural heritage,
and, above all, parades. In reporting these events, general-circulation
newspapers were sometimes noticing for the first time the
local presence of an entire community that had earlier been
largely invisible. {50} After the United States entered the
war, government agencies worked to orchestrate the ethnic
campaigns in the interest of a united war effort; that led
to still greater visibility. When Liberty Loan officials in
1918 organized a monster Fourth of July parade up Fifth Avenue
in New York, the notion of demonstrating the loyalty and affinity
of every nationality to the American cause proved so popular
that the original roster of forty-four participating groups
expanded to sixty-four. A ten-hour procession, numbering altogether
109,415 marchers and 158 bands, included American Indians,
Haitians, Liberians, Japanese, Zionists for the Jewish Nation,
Parsees, Russians, Carpathians, and Americans of German Origin.
The Poles won first prize for the best floats, but the judges
also commended the Assyrians, the Bolivians, and the Americans
of German Origin. {51}
In this wartime tumult of reverberating patriotisms, what
scope was left for the mobilization of a working class along
lines of economic self-interest? The standard view of American
history, with its heavy emphasis on the repression of dissent
during the war years, suggests that class action was sharply
contained. It is true that the war brought governmental intervention
and manipulation here too; but whether that vitiated labor’s
organizing drive is another question. While federal authorities
scourged the socialists and syndicalists who opposed the war,
the great majority of unions received unprecedented governmental
support. After a pause on the eve of the war, the mobilization
of immigrant labor resumed at a high level through unionization
of war industries. The appointment of many labor leaders to
governmental boards and commissions gave the labor movement
a new kind of civic recognition, which prompted some unions
to claim (to the disgust of employers) that Uncle Sam was
on their side. {52}
Even the illiberal aspects of wartime nationalism did not
immediately dampen the fervor of class mobilization. To be
sure, nationalism competed against a radical class consciousness
for the loyalty of the immigrant masses; a deadly enmity divided
nationalists from socialists in many ethnic groups. But the
rivalry temporarily stimulated both forms of consciousness.
In the 1917 municipal elections Socialist candidates running
on anti-war platforms made heavy gains in large industrial
cities like New York, Chicago, and Cleveland, where European
immigrants were strongly entrenched. {53} The class and nationalist
mobilizations of the Progressive Era drew a common strength
from a basic urge to change the world. Both movements inspired
a collective vision - one promising to realize in a new way
the old dream of America, the other to redeem the homeland
as well. The two awakenings shared a millennial hope, and
thus each contributed to the ambiance in which the other flourished.
It is little wonder, then, that ethnic radicalism and ethnic
nationalism went down in a common defeat in 1919 and 1920.
For a decade thereafter both labor union membership and the
number of strikes dwindled year by year. {54} Within the various
ethnic groups radical organizations withered; nationalist
agitation virtually collapsed. Even the Zionist movement,
now greatly shrunken, survived only by becoming a purely philanthropic
venture. Most historians have attributed the decline of radicalism
to repression, while blaming war-weariness and fractional
quarrels for the fading of homeland issues. {55} But simultaneous
demobilization on both fronts points also to a common cause:
a general surrender of grandiose ideals.
What remained for the immigrants and their children was their
lives in America. Although limited in many ways by prejudice,
poverty, and cultural barriers, the southern and eastern European
groups gradually acquired - through home ownership, naturalization,
and education - a modicum of stability and social integration.
By the end of the 1920s a second generation, born in America,
substantially outnumbered the immigrants themselves in most
of the new-immigrant communities. As the second generation
moved out of the narrow world of its parents, it became the
spearhead of the last and greatest mobilization of European
immigrants. To use the language of the day, this was a mobilization
of New Americans, pushing for wider access and fuller acceptance
in the world around them. {56}
The origin of this last mobilization lay in an experience
no previous generation of European immigrants had undergone.
The New Americans grew up in a country that had turned decisively
against large-scale immigration, a country that no longer
wanted any more of their kind. The American-born children
of the immigrants felt the stigma of inferiority more keenly
than their parents, for the children were largely Americanized
and had little consciousness of an older heritage. {57} Thus
the New Americans sought dignity and inclusion, and to a remarkable
degree during the 1930s and 1940s they attained these goals.
They succeeded in part because their dissatisfactions converged
with the economic discontent of other significant groups.
But that convergence in turn was fashioned by the instrumentalities
of earlier ethnic mobilizations, now reshaped and connected:
the Democratic party and the labor movement.
The new mobilization began in 1928 as a powerful revival
of opposition to prohibition on the part of urban Democrats.
Astute observers could sense, however, that the immense enthusiasm
for Alfred E. Smith in the cities where the foreign stock
congregated expressed not only a cultural protest against
“puritan” morality but also a wider yearning to escape from
social subordination and to claim for their own kind a full
civic recognition. “Here is no trivial conflict,” wrote Walter
Lippmann. “Here are the new people, clamoring . . . and the
older people, defending their household goods. The rise of
Al Smith has made the conflict plain, and his career has come
to involve . . . the destiny of American civilization. {58}
If the dramatic urban turnout for Smith had simply been a
cultural mobilization in defense of a traditional way of life,
it would have ended with the repeal of prohibition and the
onset of new issues, just as the mobilization of the late
1880s dissipated in 1893. This time, however, the mobilization
did not end. The turnout for Democratic candidates in the
foreign-stock districts of major cities continued to soar,
especially through an outpouring of new voters who had been
too apathetic or too young to vote before 1928. {59} Even
the foreign-language press, in which Republican interests
were strongly entrenched, moved decisively into a reconstructed
Democratic party. The number of foreign-language Republican
newspapers dropped from 57 percent of those identifying with
some party in 1923 to 40 percent in 1932. Over the same span
of time socialist and other radical journals declined from
30 to 16 percent of the total. Democratic newspapers increased
from 11 percent to 43 percent. Four years later, in 1936,
the Democratic preponderance became overwhelming. {60}
In recapturing many cities from Republican control the New
Americans contributed a crucial element to the election of
Franklin D. Roosevelt. Victory at the polls supplied the impetus
to resume unionization of the mass-production industries.
Roosevelt’s triumph in 1932 led swiftly to a federal guarantee
of the right of workers to organize and bargain through their
own representatives. This awakened the ravaged unions and
stirred in unorganized workers a fitful, uncertain courage
to test anew their collective strength. “The President wants
you to join the union,” organizers told the Slavic miners
in the Appalachians. {61}
But a second and stronger demonstration of electoral might
was necessary to unleash a major economic mobilization. When
labor unrest in 1933-1934 produced only minimal changes, aspiration
and militancy flowed back into the political system. Not until
Roosevelt’s spectacular reelection in 1936 by majorities that
reached from 70 to 80 percent in the most heavily ethnic cities
did the New Americans become fully conscious of their power.
{62} Just two weeks after the election, mass sit-down strikes
began in the automobile industry. During the following year
the American labor movement made the greatest gains in its
history. {63}
In contrast to previous ethnic mobilizations, that of the
New Americans is difficult to classify. Its varied initiatives
appeared sometimes as cultural, sometimes as political, sometimes
as economic. They often blended indistinguishably with those
of other disadvantaged elements that were also bent on reducing
inequalities of power and origin. Yet the basic concern of
the New Americans was not equality. It was incorporation,
and that is why the militant self-assertion that impelled
their mobilization was infused with a passionate Americanism.
The Congress of Industrial Organizations appealed to workers
with fluttering American flags and patriotic songs that invoked
visions of national fraternity. Even the Communists enthusiastically
adopted the language of Americanism. In 1936 the New York
Times noted that the unrest in the steel industry was part
of the same “nation-building . . . process” that was putting
husky young men with Slavic and Italian names on the leading
college football teams. The workers in the steel mills, the
Times reflected, were growing more discontented as they grew
more American. {64}
To view the industrial and political struggles of the 1930s
in this ethnic perspective goes far toward clarifying the
paradoxical mixture of conservatism and protest that distinguished
the American New Deal among the major responses in the Western
World to the Great Depression.
Notes
<1> William I. Thomas and Florian Znaniecki, The
Polish Peasant in Europe and America, 5 vols. (Chicago, 1918).
<2> Allan H. Spear, “Marcus Lee Hansen and the
Historiography of Immigration,” in Wisconsin Magazine of History, 44 (Summer,
1961), 258-268; Carlton C. Qualey, “Marcus Lee Hansen,” in
Midcontinent American Studies Journal, 8 (Fall, 1967), 18-25.
A more sympathetic account, full of new information and insight,
is Moses Rischin, “Marcus Lee Hansen: America’s First Transethnic
Historian,” in Richard L. Bushman et al., eds., Uprooted Americans:
Essays to Honor Oscar Handlin (Boston, 1979), 319-347. For
Blegen’s rural sympathies see especially his collected essays,
Grass Roots History (Minneapolis, 1947), and his personal
memoir, “The Saga of Saga Hill,” in Minnesota History, 29
(December, 1948), 289-299. Another member of this early group
of immigration historians was George M. Stephenson, who like
Hansen came from a small town in Iowa and was a student of
Frederick Jackson Turner. Stephenson’s A History of American
Immigration, 1820-1924 (Boston, 1926), although the first
survey of the subject by a professional historian, was less
important than his later work, The Religious Aspects of Swedish
Immigration: A Study of Immigrant Churches (Minneapolis, 1932).
<3> For a fuller assessment of Oscar Handlin’s
Boston’s Immigrants: A Study of Acculturation (Cambridge, Massachusetts,
1941) see my review of the revised edition (Cambridge, 1959)
in New England Quarterly, 32 (September, 1959), 411-413.
<4> Moses Rischin, The Promised City: New York’s
Jews 1870-1914 (Cambridge, Massachusetts, 1962), is reexamined
as a classic work in American Jewish History, 73 (December,
1983). Compare with Robert Ernst, Immigrant Life in New York
City, 1825-1863 (New York, 1949).
<5> Handlin’s students included Rowland T. Berthoff
(discussed below), Arthur Mann, Barbara M. Solomon, and J.
Joseph Huthmacher. On Curti’s interest in the immigrant theme
see Merle Curti and Kendall Birr, “The Immigrant and the American
Image in Europe, 1860-1914,” in Mississippi Valley Historical
Review, 37 (September, 1950), 203-230. Among Curti’s students
who were drawn to immigration history were Edward G. Hartmann,
Rudolph Vecoli, A. William Hoglund, and myself.
<6> The special contribution of overseas scholars is
suggested in Perspectives in American History, 7 (1973), titled
“Dislocation and Emigration: The Social Background of American
Immigration.”
<7> Rudolph Vecoli, “Ethnicity: A Neglected Dimension
of American History,” in Herbert J. Bass, ed., The State of
American History (Chicago, 1970), 70-88. I have also relied
on Vecoli’s indispensable historiographical conspectus, “European
Americans: From Immigrants to Ethnics,” in William H. Cartwright
and Richard L. Watson, Jr., eds., The Reinterpretation of
American History and Culture (Washington, D. C., 1973), 81-112.
<8> John Higham, History: Professional Scholarship in
America (Baltimore, 1983), 212-232.
<9> Oscar Handlin, “Immigration in American Life: A
Reappraisal,” in Henry Steele Commager, ed., Immigration and
American History: Essays in Honor of Theodore C. Blegen (Minneapolis,
1961), 10. This essay elaborates programmatically the point
of view Handlin first stated in The Uprooted: The
Epic Story of the Great Migrations that Made the American
People (Boston, 1951).
<10> Rowland Berthoff’s early work was British
immigrants in industrial America, 1790-1950 (Cambridge, Massachusetts,
1953) and “The Social Order of the Anthracite Region, 1825-1902,”
in Pennsylvania Magazine of History and Biography, 89 (July,
1965), 261-29 1; the later work began with “The American Social
Order: A Conservative Hypothesis,” in American Historical
Review, 65 (April, 1960), 495-5 14.
<11> Timothy L. Smith, “New Approaches to the
History of Immigration in Twentieth-Century America,” in American
Historical Review, 71 (July, 1966), 1265-1279; “Immigrant
Social Aspirations and American Education, 1880-1930,” in
American Quarterly, 21 (Fall, 1969), 523-543; “Religion and
Ethnicity in America,” in American Historical Review, 83 (December,
1978), 1155-1185.
<12> Nathan Glazer and Daniel P. Moynihan, Beyond
the Melting Pot: The Negroes, Puerto Ricans, Jews, Italians, and
Irish of New York City (Cambridge, Massachusetts, 1963). See
also Glazer’s later reflections on the book and the context
in which it was written: “Pluralism and Ethnicity,” in Journal
of American Ethnic History, 1 (Fall, 1981), 43-55.
<13> Stephanie Grauman Wolf, Urban Village:
Population, Community, and Family Structure in Germantown, Pennsylvania,
1683-1800 (Princeton, 1977); Jon Butler, The Huguenots in
America: A Refugee People in New World Society (Cambridge,
Massachusetts, 1983).
<14> Roger Daniels, “The Japanese,” and Robert F.
Berkhofer, Jr .,“Native Americans,” in John Higham, ed., Ethnic Leadership
in America, (Baltimore, 1978), 36-63, 119-149; Stanford M.
Lyman, Chinese Americans (New York, 1974); Victor R. Greene,
For God and Country: The Rise of Polish and Lithuanian Ethnic
Consciousness in America 1860-1910 (Madison, Wisconsin, 1975);
Arthur A. Goren, “Jews,” in Stephan Thernstrom, ed., Harvard
Encyclopedia of American Ethnic Groups (Cambridge, Massachusetts,
1980), 571-598: Michael G. Karni and Douglas J. Ollila, eds.,
For the Common Good: Finnish Immigrants and the Radical Response
to Industrial America (Superior, Wisconsin, 1977). See also
articles in June Drenning Holmquist, ed., They Chose Minnesota:
A Survey of the State’s Ethnic Groups (St. Paul, Minnesota,
1981).
<15> Lee Benson, The Concept of Jacksonian
Democracy: New York as a Test Case (Princeton, 1961); Samuel P. Hays,
American Political History as Social Analysis (Knoxville,
Tennessee, 1980); Samuel T. McSeveney, “Ethnic Groups, Ethnic
Conflicts, and Recent Quantitative Research in American Political
History,” in International Migration Review, 7 (Spring, 1973),
14-33.
<16> Edward M. Levine, The Irish and Irish Politicians
(Notre Dame, 1966); Ronald H. Bayor, Neighbors in Conflict:
The Irish, Germans, Jews, and Italians of New York City, 1929-1941
Baltimore, 1978); Edward R. Kantowicz, Polish-American Politics
in Chicago, 1880-1940 (Chicago, 1975).
<17> Stephan Thernstrom, Poverty and Progress:
Social Mobility in a Nineteenth-Century City (Cambridge, Massachusetts,
1964) and The Other Bostonians: Poverty and Progress in the
American Metropolis, 1880-1970 (Cambridge, Massachusetts,
1973); Josef Barton, Peasants and Strangers: Italians, Rumanians,
and Slovaks in an American City (Cambridge, Massachusetts,
1975); Thomas Kessner, The Golden Door: Italian and Jewish
Immigrant Mobility in New York City, 1880-1915 (New York,
1977); Clyde and Sally Griffen, Natives and Newcomers: The
Ordering of Opportunity in Mid-Nineteenth-Century Poughkeepsie
(Cambridge, Massachusetts, 1978). See also John Bodnar, Roger
Simon, and Michael P. Weber, Lives of Their Own: Blacks, Italians,
and Poles in Pittsburgh, 1900-1960 (Urbana, 1982), and Jay
P. Dolan, The Immigrant Church: New York’s Irish and German
Catholics, 1815-1865 (Baltimore, 1975).
<18> Andrew M. Greeley, The American Catholic: A
Social Portrait (New York, 1977); Thomas Sowell, Ethnic America:
A History (New York, 1981).
<19> Lawrence Levine, Black Culture and Black
Consciousness: Afro-American Folk Thought from Slavery to Freedom (New York,
1977); Herbert Gutman, The Black Family in Slavery and Freedom,
1750-1925 (New York, 1976).
<20> Randall M. Miller and Thomas D. Marzik, eds.,
Immigrants and Religion in Urban America (Philadelphia, 1977); Richard
L. Ehrlich, ed., Immigrants in Industrial America, 1850-1920
(Charlottesville, 1977); Dino Cinel, From Italy to San Francisco:
The Immigrant Experience (Stanford, 1982).
<21> Herbert Gutman, Work, Culture, and Society in
Industrializing America: Essays in American Working-Class and Social History
(New York, 1976); Wayne G. Broehl, Jr., The Molly Maguires
(Cambridge, Massachusetts, 1965). On occupational choices,
see Caroline Golab, Immigrant Destinations (Philadelphia,
1978); Virginia Yans-McLaughlin, Family and Community: Italian
Immigrants in Buffalo, 1880-1930 (Ithaca, 1978); Humbert S.
Nelli, The Business of Crime: Italians and Syndicate Crime
in the United States (Chicago, 1976).
<22> Eric Foner, “Class, Ethnicity, and Radicalism in
the Gilded Age: The Land League and Irish-America,” in Foner’s
Politics and Ideology in the Age of the Civil War (New York,
1980), 150-200; Dirk Hoerder, ed., American Labor and Immigration
History, 1877-1920s: Recent European Research (Urbana, 1983);
Melvyn Dubofsky, When Workers Organize: New York City in the
Progressive Era (Amherst, Massachusetts, 1968). See also David
Brody’s pioneering monograph, Labor in Crisis: The Steel Strike
of 1919 (New York, 1965).
<23> David Montgomery, “Gutman’s Nineteenth-
Century America,” in Labor History, 19 (Summer, 1978), 4 16-429; Elizabeth
Fox-Genovese and Eugene D. Genovese, “The Political Crisis
of Social History: A Marxian Perspective,” in Journal of Social
History, 10 (Winter, 1976), 205-220.
<24> John Bodnar, “Immigration, Kinship, and the
Rise of Working-Class Realism in Industrial America,” in Journal
of Social History, 14 (September, 1980), 45-65, and Workers’
World: Kinship, Community, and Protest in an Industrial Society,
1900-1940 (Baltimore, 1982); Olivier Zunz, The Changing Face
of Inequality: Urbanization, Industrial Development, and Immigrants
in Detroit, 1880-1920 (Chicago, 1982).
<25> Notice, for example, the title of Milton Gordon’s
extremely influential theoretical essay, Assimilation in American
Life: The Role of Race, Religion, and National Origins (New
York, 1964). The renewed importance of alternative theories
of assimilation in the general studies published in the last
several years is noted in John Higham, “Current Trends in
the Study of Ethnicity in the United States,” in Journal of
American Ethnic History, 2 (Fall, 1982), 5-15.
<26> John B. Jentz and Hartmut Keil, “From
Immigrants to Urban Workers: Chicago’s German Poor in the Gilded Age
and Progressive Era, 1883-1908,” in Vierteljahrschrift für
Sozial- und Wirtschaftsgeschichte, 68 (1, 1981), 97.
<27> Karl Deutsch, “Social Mobilization and Political
Development,” in American Political Science Review, 55 (September,
1961), 493-514; Hubert M. Blalock, Jr., Toward a Theory of
Minority-Group Relations (New York, 1967), 109-133, 139-142,
176-180.
<28> Smith, “Religion and Ethnicity in America,” 1165-
1167.
<29> Recent scholarship is expertly synthesized in
Carl F. Kaestle, Pillars of the Republic: Common Schools and American
Society, 1780-1860 (New York, 1983). On nativism, see Michael
F. Holt, “The Politics of Impatience: The Origins of Know-Nothingism,”
in Journal of American History, 60 (September, 1973), 309-33
1; and Jean H. Baker, Ambivalent Americans: The Know-Nothing
Party in Maryland (Baltimore, 1977).
<30> Holt, “Politics of Impatience,” 323-324; Vincent
P. Lannie, “Alienation in America: The Immigrant Catholic
and Public Education in Pre-Civil War America,” in Review
of Politics, 32 (October, 1970), 503-521. See also “The Catholic
Church Blunders, 1850-1854,” a commonly overlooked chapter
in Ray Allen Billington’s The Protestant Crusade, 1800-1860:
A Study of the Origins of American Nativism (New York, 1938),
289-32 1. My statistics on Catholic population are from Gerald
Shaughnessy, Has the Immigrant Kept the Faith? A Study of
Immigration and Catholic Growth in the United States, 1790-1920
(New York, 1925), 189, which shows for the 1840s the highest
growth rate of any decade in the nineteenth or twentieth centuries.
<31> Charles Shanabruch, Chicago’s Catholics: The
Evolution of an American Identity (Notre Dame, 1981), 24-25, 28-30;
James W. Sanders, The Education of an Urban Minority: Catholics
in Chicago, 1833-1965 (New York, 1977), 22-25, 125. See also
Kaestle, Pillars of the Republic, 170-171. The bloodiest incident
is reported by Wallace S. Hutcheon, Jr., “The Louisville Riots
of August, 1855,” in Register of the Kentucky Historical Society,
1971, 150-172.
<32> Daniel F. Reilly, The School Controversy (189 1-
1893) (Washington, D. C., 1943); Sanders, Education, 33-35.
<33> Richard J. Jensen, The Winning of the Midwest:
Social and Political Conflict, 1886-1896 (Chicago, 1971),
70. See also Paul Kleppner, The Third Electoral System, 1853-1892:
Parties, Voters, and Political Cultures (Chapel Hill, 1979),
298-356.
<34> Shanabruch, Chicago’s Catholics, 59-62;
Proceedings of the National Educational Association, 1891, 393-398; Roger
E. Wyman, “Wisconsin Ethnic Groups and the Election of 1890,”
in Wisconsin Magazine of History, 51 (Summer, 1968), 269-294.
For a concurrent struggle in Massachusetts, see Robert H.
Lord et al., History of the Archdiocese of Boston in the Various
Stages of Its Developments, 1604 to 1943, 3 (New York, 1944),
110-133.
<35> Here I have adapted and extended the familiar
argument in Robert H. Wiebe’s The Search for Order, 1877-1920 (New
York, 1967), 44-55.
<36> John M. Allswang, A House for All Peoples:
Ethnic Politics in Chicago, 1890-1936 (Lexington, Kentucky, 1971),
25-33; Jensen, Winning of the Midwest, 89-177; Thomas C. Hunt,
“The Bennett Law of 1890: Focus of Conflict Between Church
and State in Education,” in Journal of Church and State, 23
(Winter, 1981), 69-93.
<37> Shanabruch, Chicago’s Catholics, 76, 93-104;
Frederick C. Luebke, “German Immigrants and American Politics: Problems
of Leadership, Parties, and Issues,” in Randall Miller, ed.,
Germans in America: Retrospect and Prospect (Philadelphia,
1984), 67-68.
<38> Paul Kleppner, Who Voted? The Dynamics of
Electoral Turnout, 1870-1980 (New York, 1982), 57-58, 68-80; Carl N.
Degler, “American Political Parties and the Rise of the City:
An Interpretation,” in Journal of American History, 51 (June,
1964), 46-49. See also the detailed case study in Marc Lee
Raphael, Jews and Judaism in a Midwestern Community: Columbus,
Ohio, 1840-1975 (Columbus, 1979), 123-128.
<39> Hartmut Keil, “The German Immigrant Working
Class of Chicago, 1875-90: Workers, Labor Leaders, and the Labor
Movement,” in Dirk Hoerder, ed., American Labor and Immigration
History, 1877-1920s: Recent European Research (Urbana, 1983),
162-163; David Montgomery, “The Irish and the American Labor
Movement,” in David Noel Doyle and Dudley Edwards, eds., America
and Ireland, 1776-1976: The American Identity and the Irish
Connection (Westport, Connecticut, 1980), 205-2 18. There
are perceptive overviews in Mike Davis, “Why the U.S. Working
Class Is Different,” in New Left Review, September-October,
1980, 3-44, and David Brody, “Labor,” in Stephan Thernstrom,
ed., Harvard Encyclopedia of American Ethnic Groups, (Cambridge,
Massachusetts, 1980), 609-618.
<40> Leo Wolman, The Growth of American Trade
Unions 1880-1923 (New York, 1924), 33, 85. My percentages are calculated
from figures on non-farm workers in United States Bureau of
the Census, Historical Statistics of the United States, Colonial
Times to 1970 (Washington, D. C., 1975), 134.
<41> Victor R. Greene, The Slavic Community on
Strike: Immigrant Labor in Pennsylvania Anthracite (Notre Dame, 1968),
106, 141, 155; Ewa Krystyna Hauser, “Ethnicity and Class in
a Polish American Community” (Ph.D. dissertation, The Johns
Hopkins University, 1981), 13-27, 71-85.
<42> Melvyn Dubofsky, We Shall Be All: A History of
the Industrial Workers of the World (Chicago, 1969), 203-205;
Irving Howe, World of Our Fathers (New York, 1976), 290-304.
<43> Charles Leinenweber, “The American Socialist
Party and ‘New’ Immigrants,” in Science and Society, 32 (Winter,
1968), 1-25; Melvyn Dubofsky, “Success and Failure of Socialism
in New York City, 1900-1918: A Case Study,” in Labor History,
9 (Fall, 1968), 361-375; Karni and Ollila, For the Common
Good, 14-15, 65-71, 94-95, 132, 168-175. A similar beginning
of Croatian socialism in America is described in Radnicka
Straza, August 12, 1910, and January 7, 1914, in Chicago Foreign
Language Press Survey, Reel 8, I E (Immigration History Research
Center, University of Minnesota).
<44> Nick Salvatore, Eugene V. Debs, Citizen and
Socialist (Urbana, 1982), 285-286; David Brody, Labor in Crisis: The
Steel Strike of 1919 (Philadelphia, 1965), 71-75, 113-114.
<45> For example, Thomas N. Brown, Irish-American
Nationalism,1870-1890 (Philadelphia, 1966).
<46> Joseph P. O’Grady, ed., The Immigrants’
Influence on Wilson’s Peace Policies (Lexington, Kentucky, 1967); Robert
E. Park, The Immigrant Press and Its Control (New York, 1922),
309-312; M. M. Stolarik, “The Role of American Slovaks in
the Creation of Czecho-Slovakia, 1914-1918,” in Sloyak Studies,
8 (1968), 7-82; Kantowicz, Polish-American Politics, 110-115.
<47> Melvin I. Urofsky, American Zionism From Herzl
to the Holocaust (Garden City, New York, 1975), 117-245; Naomi
W. Cohen, American Jews and the Zionist Idea (np., 1975),
3-24.
<48> Circular , reproduced in Robert A. Hill, ed., The
Marcus Garvey and Universal Negro Improvement Association
Papers, 1 (Berkeley, 1983), 315.
<49> According to the best available estimate,
Garvey’s movement at its height enrolled a million members in the United
States and perhaps as many more in other countries. Its only
rival as a protest organization, the National Association
for the Advancement of Colored People, reached a peak of 91,000
members around the same time. Emory J. Tolbert, The UNIA and
Black Los Angeles: Ideology and Community in the American
Garvey Movement (Los Angeles, 1980), 3.
<50> Hauser, “Ethnicity and Class,” 165-168.
<51> American Scenic and Historic Preservation
Society, Twenty-Fourth Annual Report, 1919, 125-129; George Creel,
How We Advertised America (New York, 1920). There is a particularly
vivid record of ecstatic mobilization in the pages of the
Czech-American daily, Denni Hlasatel, 1917-1918, in Chicago
F. L. Press Survey, Reel 2, I G.
<52> Alexander M. Bing, War-Time Strikes and Their
Adjustment (New York, 1921), 236-240; Wolman, Growth, 34-37.
<53> A. William Hoglund, “Breaking with Religious
Tradition: Finnish Immigrant Workers and the Church, 1890-1915,” in Karni
and Ollila, eds., For the Common Good, 30-4 1, 58-59; James
Weinstein, The Decline of Socialism in America, 1912-1925
(New York, 1969), 145-162.
<54> United States Census Bureau, Historical
Statistics, 178-179; Irving Bernstein, The Lean Years: A History of the
American Worker, 1920-1 933 (Boston, 1960), 83-143, 334-357.
<55> Allswang, House for All Peoples, 117-118;
William Preston, Jr., Aliens and Dissenters: Federal Suppression of
Radicals, 1903-1933 (Cambridge, Massachusetts, 1963).
<56> Louis Adamic, “Thirty Million New Americans,” in
Harper’s, 169 (November, 1934), 684-694; United States Census
Bureau, Historical Statistics, 116-118. How the initiative
of second-generation immigrant workers gradually enabled the
older first-generation Slavs to overcome fear and submissiveness
is sensitively examined by Peter Friedlander, The Emergence
of a UAW Local, 1936-1939: A Study in Class and Culture (Pittsburgh,
1975).
<57> Louis Adamic’s impressions on this point were
very widely shared, as Richard Weiss points out in “Ethnicity and
Reform: Minorities and the Ambience of the Depression Years,”
in Journal of American History, 66 (December, 1979), 583-584.
<58> Quoted in J. Joseph Huthmacher,
Massachusetts People and Politics 1919-1933 (New York, 1969), 154.
<59> For evidence of the mobilization of a new
generation of voters in heavily “ethnic” cities, see Kristi Andersen,
The Creation of a Democratic Majority, 1928-1936 (Chicago,
1979), 30-38, 105-114.
<60> “Analysis of Foreign Language Publications ...
1923,” and Press Release, Foreign Language Information Service,
November 7, 1932, in Archives of American Council for Nationalities
Service (Immigration History Research Center, University of
Minnesota); New York Times, August 10, 1936, 6.
<61> lrving Bernstein, Turbulent Years: A History of
the American Worker 1933-1941 (Boston, 1969), 37-46, 92-171,
217-316.
<62> Sidney Fine, Sit-down: The General Motors
Strike of 1936-1937 (Ann Arbor, 1969), 96, 330-332, 338-341.
<63> United States Census Bureau, Historical
Statistics, 178.
<64> Roy Rosenzweig, “‘United Action Means
Victory’: Militant Americanism on Film,” in Labor History, 24 (Spring,
1983), 274-288; New York Times, July 10, 1936, 18.
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